ASIC's investigations and enforcement powers: corporate collapses and lawyers' accessorial liability

Middleton, Tom (2011) ASIC's investigations and enforcement powers: corporate collapses and lawyers' accessorial liability. In: Presentations from North Queensland Law Association Conference 2011. From: North Queensland Law Association Conference 2011, 27-28 May 2011, Townsville, QLD, Australia. (Unpublished)

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Abstract

[Extract] • ASIC's regulatory role and objectives include:

• ensuring compliance with the corporations legislation;

• protecting the public (including investors and creditors);

• promoting public confidence in the effectiveness, integrity, transparency and accountability of the regulatory system;

• assisting victims to obtain compensation;

• punishing those who contravene the law thereby promoting specific and general deterrence; and

• omoting effective regulation and the proper functioning of the economy thereby enhancing the prosperity of all Australians

Item ID: 21472
Item Type: Conference Item (Presentation)
Date Deposited: 12 Apr 2012 02:12
FoR Codes: 18 LAW AND LEGAL STUDIES > 1801 Law > 180109 Corporations and Associations Law @ 100%
SEO Codes: 94 LAW, POLITICS AND COMMUNITY SERVICES > 9499 Other Law, Politics and Community Services > 949999 Law, Politics and Community Services not elsewhere classified @ 100%
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